Unclaimed
Joshua Hawkins is a financial advisor with Pimco Investments LLC. Joshua has been in the financial industry since 2012. Joshua is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 7, 63, 66, and SIE licenses. Joshua is registered to sell securities in Arizona, California, Florida, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/07/2014 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
02/14/2011 - 07/12/2012
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
10/14/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 10/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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