Unclaimed
Joshua Rogers is a financial professional with over 15 years of experience in the industry. Joshua has a broad range of experience, having worked for several well-known financial institutions, including J.P. Morgan Institutional Investments Inc., BlackRock Investments, LLC, and Barclays Global Investors Services. Joshua is currently a registered representative with Invesco Distributors, Inc. Joshua is a Series 3, Series 7, and Series 63 licensed professional. Joshua is registered to provide investment advice in all 50 states, as well as the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2022 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
10/03/2017 - 09/27/2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NY
04/21/2011 - 08/31/2017
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NJ
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
11/23/2007 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (JERSEY CITY NJ)
MD
04/26/2007 - 11/01/2007
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
BC
Issued 09/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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