Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Mocilan is a financial advisor with over 8 years of experience in the financial services industry. Joshua has a Series 7, Series 63, and Series 65 licenses. Joshua is currently registered with Raymond James & Associates, Inc. and previously worked at Mutual of America Securities LLC, Mutual of America Life Insurance Company, Wells Fargo Clearing Services, LLC, Scottrade, Inc., and Rafferty Capital Markets, LLC. Joshua specializes in providing financial advice to individuals, corporations, and charitable organizations. Joshua offers a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/10/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
08/23/2019 - 04/12/2022
MUTUAL OF AMERICA SECURITIES LLC (TAMPA FL)
FL
08/23/2019 - 11/23/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Tampa FL)
MO
06/21/2017 - 07/09/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
03/30/2016 - 06/05/2017
SCOTTRADE, INC. (ST LOUIS MO)
NY
03/20/2015 - 02/19/2016
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
MO
08/11/2014 - 10/17/2014
EDWARD JONES (ST LOUIS MO)
IA
Issued 04/03/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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