Unclaimed
Joshua Kim is a financial advisor with Fidelity Brokerage Services LLC. Joshua is registered with FINRA and the Securities Industry Essentials Examination, General Securities Representative Examination, Uniform Securities Agent State Law Examination, and the General Securities Principal Examination. Joshua is licensed in 53 states and territories, including Alabama, Alaska, and Arizona, and has been in the financial industry since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/08/2016 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 09/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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