Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Steven Wood is an investment advisor representative who has been active in the industry since 2007. Joshua is registered with Capital Client Group, Inc. in Indiana. Joshua also has experience with National Planning Corporation, Edward Jones, and Ameriprise Financial Services, Inc. Joshua holds licenses for Series 66, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
04/25/2013 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
04/11/2011 - 11/05/2012
NATIONAL PLANNING CORPORATION (GREENCASTLE IN)
IN
07/16/2007 - 04/11/2011
EDWARD JONES (GREENCASTLE IN)
IN
11/13/2006 - 07/12/2007
AMERIPRISE FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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