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Joshua Steven Spitz

Jefferies LLC

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About Joshua Steven Spitz

Joshua Spitz is a financial professional with over 5 years of experience in the industry. Joshua is currently registered with Jefferies LLC, a leading financial services firm. Joshua has a broad range of licenses, including Series 3, Series 4, Series 7, Series 24, Series 57 and Series 63, along with the SIE exam.

Firm Information

Joshua Spitz is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Spitz’s Registration & Firm History

FL

01/23/2018 - Present

Jefferies LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 02/13/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2019

Series 4 - Registered Options Principal Examination

BC

Issued 05/18/2018

Series 24 - General Securities Principal Examination

BC

Issued 04/04/2024

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2018

Series 57 - Securities Trader Exam

BC

Issued 01/23/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joshua Steven Spitz.
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