Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Smail is a financial advisor who has been working in the financial services industry since 2005. Joshua is currently registered with Ally Invest Advisors. Joshua holds Series 6, 7, 63, 65, 66 and SIE licenses. Joshua provides financial planning, portfolio management for individuals and financial and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
10/07/2021 - Present
Ally Invest Advisors (CHARLOTTE NC)
MI
03/15/2019 - 07/15/2021
KEY INVESTMENT SERVICES LLC (CLAWSON MI)
MI
06/09/2017 - 01/24/2019
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
MI
06/27/2016 - 11/21/2016
USA FINANCIAL SECURITIES CORPORATION (ADA MI)
NY
07/28/2015 - 01/07/2016
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
MI
04/01/2014 - 10/17/2014
LPL FINANCIAL LLC (ROCHESTER MI)
MI
10/13/2011 - 04/07/2014
CCO INVESTMENT SERVICES CORP. (STERLING HEIGHTS MI)
MI
08/31/2005 - 10/05/2011
THE HUNTINGTON INVESTMENT COMPANY (WARREN MI)
OH
10/06/2003 - 08/15/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
IL
07/18/2003 - 10/03/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
IA
Issued 12/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joshua Smail is the right advisor for you? Invested Better is here to help.
