Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Griffin is a financial advisor with over 19 years of experience in the industry. Joshua has a broad range of experience, having worked at firms such as Sigma Financial Corporation, Parkland Securities, LLC, and Triad Advisors LLC. Joshua currently works at Osaic Advisory Services, LLC as a Registered Representative and Investment Advisor Representative. Joshua has a strong track record of providing personalized financial advice to individuals, families, and businesses. Joshua Griffin is registered with the state of Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Kansas, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, New Mexico, Ohio, South Carolina, Texas, Virginia, and Washington. Joshua Griffin is also licensed with FINRA and the state of Arizona. Joshua Griffin holds a Series 7, 24, 66 and SIE license. Joshua offers a variety of financial services, including financial planning, portfolio management, and retirement planning. Joshua Griffin is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/18/2023 - Present
Osaic Advisory Services, LLC (Colorado Springs CO)
CO
05/18/2023 - 08/23/2024
TRIAD ADVISORS LLC (Colorado Springs CO)
CO
02/18/2009 - 05/18/2023
PARKLAND SECURITIES, LLC (LITTLETON CO)
MI
07/16/2004 - 12/31/2012
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
BOTH
Issued 11/04/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joshua Griffin is the right advisor for you? Invested Better is here to help.
