Unclaimed
Joshua Samuel Pessin is a financial professional with over 20 years of experience in the securities industry. Currently, Joshua is registered with Vanderbilt Securities, LLC. Previously, Joshua worked for a number of firms including Bishop, Rosen & Co., Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., SG Cowen Securities Corporation, and Cowen & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2016 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
NY
04/14/2003 - 08/18/2016
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NJ
04/29/2002 - 04/22/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
06/17/1999 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
07/01/1998 - 06/23/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
04/21/1998 - 07/01/1998
COWEN & CO. (NEW YORK NY)
BC
Issued 03/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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