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Joshua Samuel Pessin

Vanderbilt Securities, LLC

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About Joshua Samuel Pessin

Joshua Samuel Pessin is a financial professional with over 20 years of experience in the securities industry. Currently, Joshua is registered with Vanderbilt Securities, LLC. Previously, Joshua worked for a number of firms including Bishop, Rosen & Co., Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., SG Cowen Securities Corporation, and Cowen & Co.

Firm Information

Joshua Pessin is currently registered with Vanderbilt Securities, LLC. Vanderbilt Securities, LLC is a Limited Liability Company that was formed on December 5, 2001. The firm is registered in 51 states and the SEC and is approved to operate in all of them.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Pessin’s Registration & Firm History

NY

08/18/2016 - Present

Vanderbilt Securities, LLC (WOODBURY NY)

NY

04/14/2003 - 08/18/2016

BISHOP, ROSEN & CO., INC. (NEW YORK NY)

NJ

04/29/2002 - 04/22/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

06/17/1999 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

07/01/1998 - 06/23/1999

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

04/21/1998 - 07/01/1998

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Samuel Pessin.
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