Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Romo is a financial professional with Nylife Securities LLC. Joshua is registered with FINRA and the state of California. Joshua has passed the Series 63, Series 6TO, and SIE exams. Joshua has been in the industry for a short time, having started in August 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/29/2023 - Present
Nylife Securities LLC (NEWPORT BEACH CA)
BC
Issued 03/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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