Unclaimed
Joshua Robert Shapin is a financial professional registered with Vanguard Marketing Corp. based in Malvern, PA. Joshua holds the Series 7TO and Series 63 licenses and has been active in the industry since May 2022. Joshua has been registered in 53 states and is currently employed by Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/18/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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