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Joshua Robbins

Apex Clearing Corp.

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About Joshua Robbins

Joshua Robbins is a Dallas, Texas based advisor registered with Apex Clearing Corp. Joshua has been active in the financial services industry for 16 years. Joshua also has previous experience with Coda Markets, Inc., Electronic Transaction Clearing, Inc., NYLIFE Securities LLC and Green Street Trading, LLC.

Firm Information

Joshua Robbins is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Robbins’s Registration & Firm History

TX

01/10/2022 - Present

Apex Clearing Corp. (DALLAS TX)

IL

03/09/2023 - 05/01/2024

CODA MARKETS, INC. (WILMETTE IL)

TX

01/10/2022 - 09/21/2023

ELECTRONIC TRANSACTION CLEARING, INC. (Dallas TX)

TX

06/16/2021 - 01/03/2022

NYLIFE SECURITIES LLC (ADDISON TX)

TX

11/21/2005 - 01/06/2020

GREEN STREET TRADING, LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 12/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joshua Robbins.
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