Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Waterman is a financial advisor registered with MML Investors Services, LLC. Joshua has been in the securities industry since October 2006. Joshua is licensed to provide investment advice in Minnesota. In addition to MML Investors Services, LLC, Joshua has also been previously registered with Ameriprise Financial Services, LLC, American Enterprise Investment Services Inc., and Thrivent Investment Management Inc. Joshua is a Series 66, Series 63, Series 53, Series 24, Series 4, Series 52TO, and Series 7 licensed professional. Joshua is available to provide investment advice to individuals, businesses, pension and profit-sharing plans, corporations, charitable organizations, insurance companies, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MN
03/10/2022 - Present
MML Investors Services, LLC (Apple Valley MN)
MN
10/11/2016 - 02/22/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
08/04/2008 - 06/28/2016
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
06/09/2010 - 11/08/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/04/2007 - 07/25/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
WI
04/28/2006 - 04/30/2007
THRIVENT INVESTMENT MANAGEMENT INC. (EAU CLAIRE WI)
BOTH
Issued 10/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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