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Joshua Richard Allen

TCP Asset Management, LLC

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About Joshua Richard Allen

Joshua Allen is a financial advisor with TCP Asset Management, LLC. Joshua has been in the financial industry since 2006 and is registered in 48 states and Texas as a Registered Investment Advisor. Joshua is also a Certified Financial Planner. Joshua's previous work experience includes SECURITIES AMERICA, INC., Oppenheimer & Co. Inc., and Lincoln Financial Advisors Corporation. Joshua's specializations include financial planning, pension consulting, and portfolio management for individuals.

Firm Information

Joshua Allen is currently registered with TCP Asset Management, LLC. TCP Asset Management, LLC is an investment advisor registered with the SEC and located in UPPER ARLINGTON, OH. They manage approximately $641,790,572 in assets for 3,634 clients, including individuals, corporations, and high-net-worth individuals. They provide portfolio management services for both individuals and businesses, as well as financial planning and pension consulting. They do not have a wrap fee program.
TCP Asset Management, LLC

5000 HORIZONS DRIVE

UPPER ARLINGTON, OH 43220

$641.79M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor's fees

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Joshua Allen’s Registration & Firm History

OH

01/13/2017 - Present

TCP Asset Management, LLC (UPPER ARLINGTON OH)

OH

10/28/2014 - 10/28/2016

SECURITIES AMERICA, INC. (COLUMBUS OH)

OH

12/04/2013 - 10/20/2014

OPPENHEIMER & CO. INC. (CINCINNATI OH)

OH

10/01/2012 - 12/05/2013

INVEST FINANCIAL CORPORATION (WORTHINGTON OH)

OH

07/23/2007 - 09/24/2012

LINCOLN FINANCIAL ADVISORS CORPORATION (GALENA OH)

OH

11/17/2006 - 06/22/2007

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

OH

05/08/2006 - 09/26/2006

FSC SECURITIES CORPORATION (WORTHINGTON OH)

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Licenses & Designations

BOTH

Issued 02/02/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/08/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/10/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joshua Richard Allen. Review regulatory record here.
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