Unclaimed
Joshua Rice is a financial advisor in Scottsdale, AZ, with over 20 years of experience in the financial services industry. Joshua is registered with Vanguard Marketing Corp., a firm that provides investment and financial services to individuals and businesses. Joshua has a strong background in securities and investment products, and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/08/2002 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 06/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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