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Joshua R Brueck

Northwestern Mutual Investment Services, LLC

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About Joshua R Brueck

Joshua R Brueck is a registered investment advisor representative associated with Northwestern Mutual Investment Services, LLC and is licensed to provide financial services in 26 states. Joshua has been in the financial services industry since 2009. Joshua holds licenses in Series 7, Series 9, Series 10, Series 66, and Series 99TO. Joshua's experience includes providing investment advice, financial planning, and referrals to other advisors. Joshua also earns commissions from insurance companies for sales of non-variable life, health, Medicare, annuity, disability, and long-term care insurance products. The information provided here is for general knowledge and does not constitute investment advice. Please contact Joshua directly to learn more about his services.

Firm Information

Joshua Brueck is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Joshua Brueck’s Registration & Firm History

PA

03/11/2010 - Present

Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)

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Licenses & Designations

BOTH

Issued 01/29/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/27/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua R Brueck.
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