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Joshua Phillip Ferguson

Northwestern Mutual Investment Services, LLC

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About Joshua Phillip Ferguson

Joshua Ferguson is a financial advisor registered with Northwestern Mutual Investment Services, LLC. He has been in the industry for over 15 years, and holds licenses to provide investment advice in multiple states. Joshua's experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Investment Services, Inc. He also owns and manages several investment properties. Joshua's focus is on providing personalized investment advice and guidance to clients.

Firm Information

Joshua Ferguson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

20 Market St Ste 106

ST SIMONS IS, GA 31522

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Joshua Ferguson’s Registration & Firm History

GA

07/15/2016 - Present

Northwestern Mutual Investment Services, LLC (ST SIMONS IS GA)

GA

10/06/2014 - 07/15/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT SIMONS GA)

GA

07/30/2008 - 10/09/2014

SUNTRUST INVESTMENT SERVICES, INC. (ST. SIMONS ISLAND GA)

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Licenses & Designations

BOTH

Issued 8/17/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2009

Series 7 - General Securities Representative Examination

BC

Issued 7/29/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Phillip Ferguson.
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