linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joshua Phillip Ferguson

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joshua? Claim Your Profile

About Joshua Phillip Ferguson

Joshua Ferguson is a financial advisor with Northwestern Mutual Investment Services, LLC, with 16 years of experience in the financial services industry. Joshua is a registered representative and investment advisor representative in Georgia, and is also registered in 16 other states. Joshua is currently registered with Northwestern Mutual Investment Services, LLC but has also worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and SunTrust Investment Services, Inc.. Joshua holds the Series 6, Series 7, Series 63 and Series 66 licenses. Joshua is also an owner of several rental properties and manages a landscaping business.

Firm Information

Joshua Ferguson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joshua Ferguson’s Registration & Firm History

GA

07/15/2016 - Present

Northwestern Mutual Investment Services, LLC (ST SIMONS IS GA)

GA

10/06/2014 - 07/15/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT SIMONS GA)

GA

07/30/2008 - 10/09/2014

SUNTRUST INVESTMENT SERVICES, INC. (ST. SIMONS ISLAND GA)

Not sure if Joshua Phillip Ferguson is right for you?

Licenses & Designations

BOTH

Issued 08/17/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/29/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Phillip Ferguson.
Not sure if Joshua Phillip Ferguson is right for you?