Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Peter Traudt is a financial advisor with over 24 years of experience in the industry. Joshua is currently registered with Stifel, Nicolaus & Company, Inc. and has previously been registered with B. C. Ziegle and Company, Robert W. Baird & Co. Incorporated, and First Midwest Securities, Inc. Joshua is a Series 63, 65, 7 and SIE licensed professional. Joshua holds registrations in 20 states and specializes in various areas including investment management for individuals and businesses, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/16/2018 - Present
Stifel, Nicolaus & Company, Inc. (MEQUON WI)
WI
01/22/2008 - 03/16/2018
B. C. ZIEGLER AND COMPANY (MEQUON WI)
WI
01/24/2000 - 01/30/2008
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IL
04/17/1998 - 10/29/1999
FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)
IA
Issued 02/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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