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Joshua Paul Schubkegel

CTC, LLC

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About Joshua Paul Schubkegel

Joshua Paul Schubkegel is a financial professional with over 20 years of experience in the financial industry. Joshua is currently registered with CTC, LLC. Previous firms include Akuna Securities LLC, Virtu Americas LLC, REDI GLOBAL TECHNOLOGIES LLC, Goldman Sachs Execution & Clearing, L.P., and UBS Securities LLC. Joshua holds the Series 7, Series 57TO, and SIE licenses. Joshua is a licensed securities agent in Illinois.

Firm Information

Joshua Schubkegel is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Schubkegel’s Registration & Firm History

IL

05/30/2023 - Present

CTC, LLC (CHICAGO IL)

IL

01/26/2022 - 06/13/2022

AKUNA SECURITIES LLC (CHICAGO IL)

NY

07/31/2015 - 10/31/2017

VIRTU AMERICAS LLC (New York NY)

NY

06/26/2013 - 07/16/2015

REDI GLOBAL TECHNOLOGIES LLC (NEW YORK NY)

NY

11/28/2012 - 07/16/2013

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

IL

10/02/2002 - 06/14/2011

UBS SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Joshua Paul Schubkegel.
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