Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Rodriguez is a financial professional with experience in the securities industry. Joshua is currently registered with Mizuho Securities USA LLC, a firm headquartered in San Francisco, California. Joshua was previously registered with CITIGROUP GLOBAL MARKETS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/21/2022 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
CA
09/26/2020 - 09/28/2021
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 12/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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