Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Paul Helms is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC. Joshua has been a financial advisor since 2006. Joshua is registered with the state of North Carolina. Joshua has a Series 6, 7, and 63 license. Joshua's specializations include Investments, Insurance and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
06/03/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
TN
11/14/2019 - 05/24/2021
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NC
08/23/2017 - 10/10/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
01/03/2017 - 08/22/2017
NUVEEN SECURITIES, LLC (CHARLOTTE NC)
NC
06/20/2016 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
03/09/2009 - 06/22/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
01/01/2009 - 02/20/2009
AXA ADVISORS, LLC (CHARLOTTE NC)
NC
03/19/2007 - 07/20/2007
WORLD GROUP SECURITIES, INC. (HUNTERSVILLE NC)
NC
03/15/2006 - 02/06/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 05/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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