Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Patrick Smeltzer is a financial advisor who has been in the industry since August 2006. Joshua is currently registered with LPL Financial LLC in Pennsylvania and Texas. Joshua previously worked at RBC Capital Markets, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Joshua has Series 7 and 66 securities licenses, and the SIE exam. Joshua works with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, charitable organizations, corporations or other businesses, pension and profit sharing plans, and investment clubs. Joshua provides a variety of advisory services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/03/2023 - Present
LPL Financial LLC (YORK PA)
PA
04/19/2012 - 10/18/2023
RBC CAPITAL MARKETS, LLC (YORK PA)
PA
06/01/2009 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (YORK PA)
PA
08/03/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (YORK PA)
BOTH
Issued 08/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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