Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Puccini is a financial professional with experience in the industry since 2018. Joshua is currently registered with Northwestern Mutual Investment Services, LLC in Rosemont, IL. Previously, Joshua has worked with GWFS EQUITIES, INC. and Northwestern Mutual Investment Services, LLC. Joshua's expertise includes investment company products, variable contracts, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
06/09/2021 - Present
Northwestern Mutual Investment Services, LLC (Rosemont IL)
CO
02/21/2020 - 11/19/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
09/26/2017 - 12/13/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
IA
Issued 09/13/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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