Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Brien is an active Registered Representative and Investment Adviser Representative. Joshua has been in the industry since May 2007. Joshua is currently registered with Janney Montgomery Scott LLC in Raleigh, North Carolina. Joshua is also registered with the following states: California, Colorado, Florida, Georgia, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, and Virginia. Joshua has passed the Series 7, Series 66, and SIE exams. Joshua has been associated with UBS Financial Services Inc. in Raleigh, North Carolina and Janney Montgomery Scott LLC in Philadelphia, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
02/05/2013 - Present
Janney Montgomery Scott LLC (RALEIGH NC)
NC
05/11/2007 - 02/13/2013
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
BOTH
Issued 07/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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