Unclaimed
Joshua Livingston is a financial professional with over a decade of experience in the industry. Joshua is currently registered with J.p. Morgan Securities LLC and has previously been registered with Hancock Whitney Investment Services Inc. and Fifth Third Securities, Inc.. Joshua has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice. He is a Series 7, Series 63, Series 79 and SIE licensed professional, providing him with the knowledge and expertise to assist his clients in achieving their financial goals. Joshua is committed to providing his clients with the highest level of service and professionalism, and he is dedicated to helping his clients build a strong financial foundation for the future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TN
11/25/2020 - Present
J.p. Morgan Securities LLC (Nashville TN)
LA
05/24/2018 - 11/09/2020
HANCOCK WHITNEY INVESTMENT SERVICES INC. (NEW ORLEANS LA)
TN
01/11/2010 - 05/18/2018
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
BC
Issued 03/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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