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Joshua Mulholland

FHN Financial Securities Corp.

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About Joshua Mulholland

Joshua Mulholland is a financial professional with over 30 years of experience in the industry. Joshua is currently registered with FHN Financial Securities Corp. in Syosset, New York. Joshua has held previous positions with MESIROW FINANCIAL, INC., BANC OF AMERICA SECURITIES LLC, PRAGER, SEALY & CO., LLC, A. F. BEST SECURITIES, INC., OPPENHEIMER & CO., INC., TITUS AND DONNELLY, INC., and G.I.M.B. MUNICIPAL SECURITIES BROKER. Joshua has a strong background in municipal securities and has passed the Series 52, 53, 63, and 7 exams.

Firm Information

Joshua Mulholland is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Mulholland’s Registration & Firm History

NY

10/05/2012 - Present

FHN Financial Securities Corp. (SYOSSET NY)

NY

10/06/2008 - 10/15/2012

MESIROW FINANCIAL, INC. (NEW YORK NY)

NY

03/04/2003 - 10/09/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

03/18/1999 - 02/20/2003

PRAGER, SEALY & CO., LLC (SAN FRANCISCO CA)

FL

03/28/1994 - 01/28/1999

A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)

NY

07/01/1992 - 03/25/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

03/26/1990 - 04/22/1992

TITUS AND DONNELLY, INC. (NEW YORK NY)

NA

11/10/1989 - 03/26/1990

G.I.M.B. MUNICIPAL SECURITIES BROKER

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Licenses & Designations

BC

Issued 12/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/09/1989

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua Mulholland.
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