Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Monaco is a financial advisor with over 20 years of experience in the industry. Joshua is currently registered with LPL Financial LLC. Previously, Joshua was registered with CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC., THINKORSWIM, INC., AMERITRADE, INC. and AMERITRADE. Joshua holds Series 4, 7, 9, 10, 24, 63, 99TO and SIE licenses. Joshua specializes in providing financial planning and investment advice to individuals, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/20/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
10/08/2018 - 11/14/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
04/22/2006 - 07/02/2015
TD AMERITRADE, INC. (FORT WORTH TX)
IL
06/15/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
TX
01/03/2002 - 04/22/2006
AMERITRADE, INC. (FORT WORTH TX)
NE
01/26/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 10/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2019
Series 4 - Registered Options Principal Examination
BC
Issued 05/03/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/02/2015
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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