Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Nelms is a financial advisor who has been in the industry since 2019. Joshua currently works at MWA Financial Services Inc. and is registered with FINRA and the states of California, Idaho, Ohio, Oregon, Texas, and Washington. Joshua holds Series 63, 66, 7, 6, 26, and 82 licenses and the SIE designation. Joshua provides financial planning, portfolio management, and selection of other advisors services. Joshua has been in the industry since 2019 and has a history of working with individuals, corporations, and charitable organizations. Joshua is also a member of Modern Woodmen of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
03/11/2022 - Present
MWA Financial Services Inc. (Tacoma WA)
CA
07/01/2020 - 12/03/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (SAN DIEGO CA)
CA
06/14/2019 - 02/25/2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (SAN DIEGO CA)
CA
05/03/2019 - 06/05/2019
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
BOTH
Issued 08/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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