Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Michael Roth is a financial advisor with Northwestern Mutual Investment Services, LLC, in Indianapolis, Indiana. Joshua has been a financial advisor for over a year, beginning his career with Charles Schwab & Co., Inc. in August 2022. Joshua has a Series 7TO, SIE, and Series 66 license and is registered as an Investment Advisor Representative in Indiana. Prior to working as a financial advisor, Joshua worked in the financial industry, including at Cetera Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
01/25/2024 - Present
Northwestern Mutual Investment Services, LLC (INDIANAPOLIS IN)
IN
08/10/2022 - 10/25/2023
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IN
09/21/2021 - 06/17/2022
CETERA ADVISORS LLC (CARMEL IN)
BOTH
Issued 12/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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