Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Pianko is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Joshua has over 20 years of experience in the financial services industry. Joshua holds the Series 7, Series 31, Series 63, and Series 66 licenses and the SIE exam. Joshua is registered in 32 states. Joshua provides portfolio management for individuals, businesses, and pooled investment vehicles. Joshua also provides other financial services such as performance measurement reports, allocation modeling, IPS, research reports, and services, and selection of other advisors. Joshua was previously employed by Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/19/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
NV
10/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
NV
04/02/2007 - 10/10/2008
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
07/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
BOTH
Issued 08/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joshua Pianko is the right advisor for you? Invested Better is here to help.
