Unclaimed
Joshua Mercer is a financial professional with over 10 years of experience in the financial services industry. Joshua Mercer holds a Series 6 and Series 63 license and is registered with Allstate Financial Services, LLC. Previously, Joshua Mercer was also associated with BANC ONE SECURITIES CORPORATION and SCUDDER DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/02/2013 - Present
Allstate Financial Services, LLC (Chicago IL)
IL
02/22/2005 - 03/01/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/03/2004 - 05/20/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 02/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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