Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Matthew Nolan is a financial advisor who has been in the industry since 2011. He is currently registered with D.a. Davidson & Co. and holds the Series 7, Series 24, Series 63, Series 79, and SIE licenses. Prior to joining D.a. Davidson & Co., Joshua was a registered representative at Piper Jaffray & Co. He provides financial planning and portfolio management services to individual and business clients. He has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/14/2022 - Present
D.a. Davidson & Co. (NEW YORK NY)
NY
03/07/2016 - 12/31/2019
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
05/07/2013 - 02/02/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
06/30/2011 - 02/26/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 09/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Joshua Nolan is the right advisor for you? Invested Better is here to help.
