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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Gomez is a financial advisor with Cetera Investment Advisers LLC, a registered investment advisor. Joshua has been in the financial services industry since 2007. He is currently registered with the state of Arkansas. Previously, Joshua has been registered with other firms, including Stephens and Hancock Investment Services, Inc. Joshua has a strong background in financial planning and portfolio management and has a proven track record of success. Joshua holds several licenses including Series 7, Series 10, Series 24, Series 63, Series 65 and Series 57TO. Joshua is committed to providing clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
06/29/2023 - Present
Cetera Investment Advisers LLC (LITTLE ROCK AR)
AR
07/01/2013 - 08/25/2021
STEPHENS (LITTLE ROCK AR)
LA
03/22/2012 - 06/28/2013
HANCOCK INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
LA
02/26/2008 - 06/06/2011
PRIMEVEST FINANCIAL SERVICES, INC. (NEW ORLEANS LA)
LA
09/26/2007 - 02/26/2008
WHITNEY SECURITIES, L.L.C. (NEW ORLEANS LA)
IA
Issued 10/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2019
Series 4 - Registered Options Principal Examination
BC
Issued 06/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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