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Joshua Mark Eisenberg

Northwestern Mutual Investment Services, LLC

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About Joshua Mark Eisenberg

Joshua Eisenberg is a financial advisor who has been in the industry since 2007. Joshua is currently registered with Northwestern Mutual Investment Services, LLC. Joshua is also a registered Investment Advisor in the state of Florida. Joshua has previously been registered with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Joshua holds the Series 7, Series 63, and Series 66 licenses. Joshua has experience working with individual investors and banking or thrift institutions. Joshua also has a legal entity, Joshua M Eisenberg, LLC, established for business purposes.

Firm Information

Joshua Eisenberg is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Joshua Eisenberg’s Registration & Firm History

FL

07/26/2021 - Present

Northwestern Mutual Investment Services, LLC (Flagler Beach FL)

GA

07/02/2007 - 05/20/2009

TD AMERITRADE, INC. (ALPHARETTA GA)

TX

03/09/2007 - 07/02/2007

TD AMERITRADE CLEARING, INC. (FORT WORTH TX)

TX

08/24/2006 - 03/09/2007

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BOTH

Issued 7/12/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/1/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joshua Mark Eisenberg. Review regulatory record here.
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