Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Pratt is an investment advisor representative for Harbour Investments, Inc., located in Madison, WI. Joshua Pratt is also registered in Illinois. Joshua Pratt has been in the securities industry since 2006 and has a total of 2 approved state registrations and 1 approved FINRA registration. Joshua Pratt has passed the Series 6, Series 7, Series 63 and Series 66 exams. Joshua Pratt has experience with Gradient Securities, LLC and Thrivent Investment Management Inc. Joshua Pratt has been with Harbour Investments, Inc. since November 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
12/01/2023 - Present
Harbour Investments, Inc. (McHenry IL)
IL
01/26/2017 - 11/30/2023
GRADIENT SECURITIES, LLC (McHenry IL)
IL
05/06/2011 - 11/07/2016
THRIVENT INVESTMENT MANAGEMENT INC. (LAKE IN THE HILLS IL)
CA
10/06/2003 - 12/02/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CT
06/26/2001 - 09/06/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IN
01/30/2001 - 06/28/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
01/30/2001 - 06/28/2001
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
MN
07/08/1997 - 01/30/2001
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 06/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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