Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Dent is a financial advisor with over 19 years of experience in the financial services industry. Joshua is currently registered with Raymond James Financial Services Advisors, Inc. Joshua has held previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Brighton Securities Corp., and Edward Jones. Joshua specializes in financial planning, portfolio management, and pension consulting. Joshua holds Series 7, 9, 10, 31, 63, and 66 securities licenses and is registered in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/28/2021 - Present
Raymond James Financial Services Advisors, Inc. (Lockpor NY)
NY
05/04/2007 - 08/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATAVIA NY)
NY
04/21/2006 - 05/04/2007
BRIGHTON SECURITIES CORP. (BATAVIA NY)
NY
08/04/2003 - 04/25/2006
EDWARD JONES (BATAVIA NY)
BOTH
Issued 06/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joshua Dent is the right advisor for you? Invested Better is here to help.
