Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Sylvester is a financial advisor with Brookfield Oaktree Wealth Solutions LLC in New York. Joshua has been working in the financial services industry since 2003. Joshua is registered in Florida, New York, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/13/2023 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
01/15/2015 - 01/02/2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CT
12/11/2013 - 01/06/2015
VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)
CA
01/07/2010 - 04/27/2010
LPL FINANCIAL CORPORATION (CHICO CA)
CA
02/24/2009 - 01/28/2010
PROEQUITIES, INC. (CHICO CA)
CA
08/23/2006 - 02/12/2009
LPL FINANCIAL CORPORATION (CHICO CA)
CA
04/28/2003 - 09/05/2006
UBS FINANCIAL SERVICES INC. (CHICO CA)
BC
Issued 12/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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