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Joshua L Hariton

HRT Financial LP

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About Joshua L Hariton

Joshua Hariton is a financial professional with over 17 years of experience in the industry. Joshua currently works as a Registered Representative at HRT Financial LP in New York, New York. Joshua has previously worked at firms such as Tradition Securities and Derivatives Inc., Legg Mason Investor Services, LLC, and Citigroup Global Markets Inc. Joshua holds Series 7, Series 63, Series 66, and Series 57TO licenses.

Firm Information

Joshua Hariton is currently registered with HRT Financial LP. HRT Financial LP is a Partnership formed on August 10, 2009. The firm has been approved for SEC registration and has 9 Regulatory Events on file.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Hariton’s Registration & Firm History

NY

03/26/2021 - Present

HRT Financial LP (New York NY)

CT

02/25/2019 - 04/17/2019

TRADITION SECURITIES AND DERIVATIVES INC. (Stamford CT)

CA

12/01/2005 - 06/16/2006

LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)

NY

03/18/2003 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/01/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/24/2021

Series 57TO - Securities Trader Exam

BC

Issued 03/17/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joshua L Hariton.
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