Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Kogan Benn is a financial professional with over 20 years of experience in the securities industry. Joshua is currently registered with Kroll Securities LLC, and has held previous positions at STONE RIDGE PARTNERS LLC and THOMAS WEISEL PARTNERS LLC. Joshua is licensed in 39 states and holds FINRA Series 7, 79TO, 24 and SIE licenses, in addition to his Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/17/2004 - Present
Kroll Securities LLC (NEW YORK NY)
NY
01/29/2002 - 05/04/2004
STONE RIDGE PARTNERS LLC (NEW YORK NY)
CA
09/05/2000 - 04/16/2001
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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