Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua K. Sockrider is an active financial professional with over 20 years of experience in the industry. Joshua is currently a Registered Representative at J.P. Morgan Securities LLC, and has previously held positions at Citigroup Global Markets Inc., Northwestern Mutual Investment Services, LLC, Charles Schwab & Co., Inc., and IDS Life Insurance Company. Joshua is licensed to conduct business in several states. Joshua's current office location is in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/19/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/31/2008 - 05/30/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
OH
03/11/2002 - 09/25/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBUS OH)
TX
08/23/2000 - 09/17/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
02/18/2000 - 06/29/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/18/2000 - 06/29/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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