Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Piercy is a financial advisor with Wells Fargo Clearing Services, LLC. Joshua is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. Joshua has been in the securities industry since June 19, 2016. Prior to joining Wells Fargo Clearing Services, LLC, Joshua was employed by PNC INVESTMENTS and BBVA SECURITIES INC. Joshua holds Series 6, 7, 63, and 65 securities licenses. Joshua also has an active investment advisor registration with the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
11/26/2021 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
AZ
08/16/2021 - 11/12/2021
PNC INVESTMENTS (BULLHEAD CITY AZ)
AZ
06/20/2016 - 08/16/2021
BBVA SECURITIES INC. (KINGMAN AZ)
IA
Issued 12/16/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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