Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Joseph Basen is a registered investment advisor with UBS Financial Services Inc. Joshua Joseph Basen has been in the financial services industry since July 2, 2006. Joshua Joseph Basen has passed the Series 7, Series 31 and Series 66 exams. The firm's main office is in Weehawken, New Jersey. Joshua Joseph Basen also holds a Series SIE exam. The advisor has worked at McDonald Investments Inc. before. Currently, Joshua Joseph Basen is registered in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
03/21/2007 - Present
UBS Financial Services Inc. (WESTLAKE OH)
OH
07/03/2006 - 03/22/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 12/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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