Unclaimed
Joshua Jordan Dobbins is a financial advisor with Fidelity Brokerage Services LLC. Joshua has over 13 years of experience in the financial services industry. He is registered with the states of Kentucky, Massachusetts, Ohio, Texas, and Utah. Joshua holds the Series 63, Series 7, Series 9, Series 10, and SIE licenses. His previous employment includes positions at Citigroup Global Markets Inc. and CitiCorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
11/30/2021 - Present
Fidelity Brokerage Services LLC (FAIRFIELD TOWNSHIP OH)
KY
05/29/2007 - 05/05/2017
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
01/18/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
BC
Issued 12/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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