Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Jon Harmon is a financial advisor with over 20 years of experience in the industry. Joshua currently works with Northwestern Mutual Investment Services, LLC, a firm based in Milwaukee, Wisconsin. Before joining Northwestern Mutual Investment Services, LLC, Joshua worked with Robert W. Baird & Co. Incorporated and Pruco Securities Corporation. Joshua is registered in 36 states and holds several securities licenses, including Series 6, 7, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
ID
04/03/2009 - Present
Northwestern Mutual Investment Services, LLC (BOISE ID)
WI
04/17/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
03/08/2000 - 03/28/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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