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Joshua John Batker

Riversource Distributors, Inc.

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About Joshua John Batker

Joshua John Batker is a financial advisor with Riversource Distributors, Inc., headquartered in Minneapolis, Minnesota. Joshua has been in the financial services industry since 2003 and is currently registered with the Financial Industry Regulatory Authority (FINRA) as well as 24 state regulatory bodies. Joshua's experience spans several firms, including Ameriprise Financial Services, Inc., IDS Life Insurance Company, and American Express Financial Advisors Inc., allowing him to develop a comprehensive understanding of various financial products and strategies.

Firm Information

Joshua Batker is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Batker’s Registration & Firm History

MN

01/15/2014 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

01/01/2007 - 06/04/2013

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

07/06/2004 - 01/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

07/06/2004 - 12/31/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

04/08/2003 - 06/07/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/08/2003 - 06/07/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

01/14/2003 - 02/06/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/14/2003 - 02/06/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 03/26/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/27/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua John Batker.
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