Unclaimed
Joshua Jesse Soto hernandez is a financial advisor who is currently registered with Fidelity Brokerage Services LLC. Joshua has been in the securities industry since June 18, 2020. Joshua holds Series 7, 63, and 66 securities licenses. Joshua is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Prior to joining Fidelity Brokerage Services LLC, Joshua worked for WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
10/20/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
FL
11/12/2021 - 09/15/2022
WELLS FARGO CLEARING SERVICES, LLC (FORT LAUDERDALE FL)
FL
10/31/2019 - 04/27/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
BOTH
Issued 11/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/31/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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