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Joshua James Thompson

State Street Global Advisors Funds Distributors, LLC

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About Joshua James Thompson

Joshua James Thompson is a registered representative with State Street Global Advisors Funds Distributors, LLC. Joshua has been in the securities industry since April 1, 2024. Joshua has a Series 7TO, Series 63, and SIE license. Joshua is currently registered in 52 states and the District of Columbia.

Firm Information

Joshua Thompson is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joshua Thompson’s Registration & Firm History

MA

04/02/2024 - Present

State Street Global Advisors Funds Distributors, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 08/16/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/26/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua James Thompson.
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