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Joshua James Smith

Capital Client Group, Inc.

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About Joshua James Smith

Joshua James Smith is a registered investment advisor representative with Capital Client Group, Inc. based in Los Angeles, CA. Joshua is also registered as an investment advisor representative in Maryland, New York, Ohio, Pennsylvania, Virginia, and West Virginia. Joshua has been in the securities industry since December 2014. Joshua has passed the Series 66, Series 7 and SIE exams. Joshua was previously employed at BLACKROCK INVESTMENTS, LLC in Princeton, NJ.

Firm Information

Joshua Smith is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Joshua Smith’s Registration & Firm History

CA

06/04/2018 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NJ

11/13/2014 - 03/07/2017

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

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Licenses & Designations

BOTH

Issued 12/15/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua James Smith.
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