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Joshua James Ott

Transamerica Financial Advisors, Inc.

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About Joshua James Ott

Joshua Ott is a financial advisor in Roseville, Minnesota. Joshua is currently registered with Transamerica Financial Advisors, Inc. and has been in the industry since 2021. Joshua has passed both the Series 63 and 65 exams. Prior to joining Transamerica Financial Advisors, Inc. Joshua worked at Howard O. Bernstein, P.C., Ernst and Young, and H&R Block. Joshua specializes in providing investment advice to individuals and businesses, as well as helping clients select other advisors.

Firm Information

Joshua Ott is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joshua Ott’s Registration & Firm History

MN

08/14/2023 - Present

Transamerica Financial Advisors, Inc. (Roseville MN)

CO

08/20/2021 - 01/19/2023

TRANSAMERICA FINANCIAL ADVISORS, INC (GREENWOOD VILLAGE CO)

CO

01/25/2021 - 06/28/2021

TRANSAMERICA FINANCIAL ADVISORS, INC (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 08/10/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joshua James Ott.
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