Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joshua? Claim Your ProfileJoshua Nigg is a financial advisor who has been active in the industry since March 26, 2005. Joshua is currently registered with Principal Securities, Inc. and has been with the firm since August 8, 2007. Prior to that, Joshua worked at BANCWEST INVESTMENT SERVICES, INC. from December 7, 2006 to June 15, 2007 and AXA ADVISORS, LLC from February 25, 2005 to December 11, 2006. Joshua is a Certified Financial Planner and has passed the Series 7, Series 24, Series 53, Series 66, SIE, and Series 99TO exams. Joshua has worked with clients including high-net-worth individuals, corporations, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
08/08/2007 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
12/07/2006 - 06/15/2007
BANCWEST INVESTMENT SERVICES, INC. (DES MOINES IA)
IA
02/25/2005 - 12/11/2006
AXA ADVISORS, LLC (WEST DES MOINES IA)
BOTH
Issued 03/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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